Wage and Hour: Risk Check Survey

The Risk Check Survey encompasses the degree to which your firm provides comprehensive policies, programs, and training focused on protecting your organization.
Date*
Date Format: MM slash DD slash YYYY
Organization Name*
Person Completing Survey*
Title*
Phone*
Email*
Rate the effectiveness or success of the organization’s actions:
1. How effectively does your organization aligns your wage and hour policies, objectives, and practices with your strategic, business, and talent management objectives?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
2. To what degree do your organization’s wage and hour policies and practices help to enhance the value of your human capital, make your organization more competitive, and help your organization achieve its strategic and business objectives?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
3. How effective are your wage and hour policies and practices at making a positive impact on your organization’s financials (e.g., revenue, labor costs, profitability, and earnings per share)?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
4. How well do your organization’s wage and hour policies and practices demonstrate commitment to compliance with laws and regulations?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
5. How effective is your organization at assessing current and future external factors ― such as the economy, competition, technology, or laws and regulations ― for their impact on the purpose, scope, and effectiveness of your wage and hour policies, practices, and processes?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
6. How effective is your organization at assessing current and future internal factors ― such as changes in culture, values, or mission, organizational structure, strategic and business objectives, or work force diversity ― for their impact on the purpose, scope, and effectiveness of our wage and hour policies, practices, and processes?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
7. How effective is your organization at regularly assessing your wage and hour policies, practices, and processes to determine if they comply with federal, state, and local laws, regulations, and Executive Orders, professional standards, and, where appropriate, best practices?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
8. To what degree do your organization’s culture, values, and ethical standards support and enhance your wage and hour policies, practices, and processes?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
9. To what extent do your managers and supervisors have sufficient knowledge and play a pivotal role in your organization’s wage and hour policies, practices, and processes to answer routine employee questions?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
10. How effective is your organization at regularly surveying employees to determine if they feel your wage and hour policies, practices, and processes are fair and effectively communicated?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
11. How effective is your organization at identifying and assessing the financial and organizational risks associated with noncompliance of wage and hour laws, regulations and court decisions? *
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
12. How effective is your organization at developing and monitoring Key Performance Indicators (KPIs) to ensure its performance is meeting your wage and hour objectives and obligations?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
13. How effective is your organization at aligning its wage and hour process with its business and talent management objectives and EEO and diversity goals?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
14. To what extent does your organization regularly review and update job descriptions and job performance standards?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
15. How proactive is your organization at disseminating compensation policies and practices that address such issues as external and internal equity, pay for performance equity, and your organization’s compensation communications?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
16. How effective is your organization at determining the impact that your compensation policies and practices have on the achievement of business objectives?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
17. How effective is your organization at assessing the risks to the organization from ineffective, misaligned, or unlawful compensation policies and practices?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
18. How proactive is your organization at surveying your employees, separated employees, as well as job applicants to determine their level of satisfaction with your compensation policies and practices?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
19. To what degree is your organization using compensation and wage and hour metrics to help measure and assess our compensation policy and practices?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
20. How effective is your organization at correctly engaging individuals to perform services as “independent contractors?”*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
21. How effective is your organization at ensuring you pay each employee at least the current minimum wage?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
22. How effective is your organization at maintaining time and payroll records for our employees?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
23. How well and prominently does your organization display federal and state wage and hour posters?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
24. The FLSA exempts certain employees from overtime pay and the minimum wage. How would you assess your organization at treating certain employees as exempt from the overtime and minimum wage requirements of the FLSA?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE
25. How effective is your organization at considering such factors as employees’ job classification, their profession, whether they are paid on a salary or hourly basis, or whether they agree to the exempt status in determining their payroll status?*
- N/A
- INEFFECTIVE
- MARGINALLY EFFECTIVE
- MODERATELY EFFECTIVE
- EFFECTIVE
- HIGHLY EFFECTIVE

IQRM Surveys Available for the Following Risk Issues:

Business Continuity: Risk Check Survey
Employment Practices Liability: Risk Check Survey
Discipline and Termination: Risk Check Survey
Cyber Liability: Risk Check Survey
Workers’ Compensation: Risk Check Survey
Products Liability: Risk Check Survey
Professional Liability: Risk Check Survey
Recruitment, Selection & Hiring: Risk Check Survey
Substance Abuse: Risk Check Survey
Wage and Hour: Risk Check Survey
Workplace Discrimination: Risk Check Survey
Workplace Safety: Risk Check Survey
Workplace Sexual Harassment: Risk Check Survey
Claims Management: Risk Check Survey
Directors & Officers Liability: Risk Check Survey
Environmental Liability: Risk Check Survey
Fleet Safety: Risk Check Survey
General Liability: Risk Check Survey
Medical Malpractice: Risk Check Survey
Pre-Employment Screening: Risk Check Survey
Product Contamination & Recall: Risk Check Survey

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